CLIENT PROTECTION & ESCALATION

Investor Grievance Redressal Process.

We encourage clients to contact us with any concern about our services. Please share the details of your complaint with our designated grievance contact so that it can be reviewed through the applicable process.

Level 1: Internal Grievance Resolution

In case of any complaint or dissatisfaction regarding our equity research, advisory services, deliverables, or fee billing, please submit your grievance directly to our designated Grievance Officer:

Designated Grievance Officer: CA Shivam Dugaya Proprietor: Wealth Compounder (SEBI Reg. No. INH000015631) Phone: +91 81092 18342 · Support: [email protected] Registered SEBI Email: [email protected] · Grievance Desk: [email protected] Office Address: C608 Sanskriti Society, Kaspate Wasti Road, Wakad, Pune, Maharashtra 411057 Standard Resolution Timeline: Within 21 calendar days

Level 2: SEBI Complaints Redress System (SCORES 2.0)

If the grievance is not addressed within 21 days or if the resolution provided is unsatisfactory, investors may lodge a complaint directly with SEBI through the centralized web-based SCORES 2.0 portal.

SCORES Web Portal: https://scores.sebi.gov.in
SEBI Toll-Free Helpline: 1800 22 7575 / 1800 266 7575 (Available in multiple languages)

Level 3: SMART Online Dispute Resolution (ODR)

Investors may also initiate dispute resolution through the SMART ODR Portal established under SEBI circulars for conciliation and online arbitration.

SMART ODR Portal: https://smartodr.in